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Elliot Hough Sherer

Country United States
State New York
City Hunitington
Address 15 New Dorp Place

Elliot Hough Sherer Reviews

  • Aug 19, 2020

Elliot Sherer, a stockbroker, CRD#: 2719671 sweet talked me into giving up my cleaning business and becoming his intern and trainee. The payment was very low and I had to pay rent. At first he agreed with me, that he would let me work in my field too But later he kept telling me to quit my cleaning career and work with him full time as a stockbroker even though he knew I wasnt going to make any money . I worked with him for few months, I made no money at all except for the very low salary of a stockbroker.

He would have meetings and the meetings were full of sex talk. In his meetings he would tell his trainees to take out all of their sexual frustrations in their careers. He asked me to have sex with my career. He keeps saying the f word without hesitation. He is extremely unprofessional. One time this attractive young woman came for an interview and he told her how old he was. Creep alert!!!

  • Jul 23, 2019

Elliot Hough Sherer of Melville New York is a stockbroker currently registered with Aegis Capital Corp. who is the subject of a customer initiated investment related written complaint which settled for $8,000.00 in damages founded on allegations that (1) the customer’s margin account was excessively utilized (2) unsuitable investment recommendations were made to the customer (3) excessive commissions had been charged on investment transactions between December 10, 2012 and November 1, 2016.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Sherer has been identified in seven additional customer initiated investment related disputes containing accusations of Sherer’s violative conduct during the period that he was registered with Prestige Financial Center, Inc. and S.W. Bach & Company. Specifically, on August 24, 2004, a customer filed an investment related written complaint concerning Sherer’s conduct where the customer requested $15,800.00 in damages supported by allegations that Sherer executed an unauthorized sale of PETM and unauthorized purchase of IOTN in the customer’s investment account.

On May 19, 2005, another customer filed an investment related written complaint involving Sherer’s conduct, in which the customer sought $10,370.02 in damages based upon accusations of poor investment performance and over-the-counter equities transactions having been effected in the customer’s account on an excessive basis. On May 30, 2006, another customer filed an investment related written complaint regarding Sherer’s activities where the customer requested $30,000.00 in damages founded on allegations that the customer’s investment instructions were not followed, and transactions had been executed in the customer’s account without the customer’s consent.

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