Gregory Joseph Smith is a Crook and unfortunately is my brother. He was just given an order to cease and desist by the SEC as he bilked millions of dollars selling bogus unsecured notes (Rampart Funds), File No 3-17657 is the case number by the SEC. He walked away with almost $400,000 in commissions over a 5 year period and many seniors lost their entire retirement. I lost ocver $200,000 1 month before I retirement. He was selling securities over state lines without a license.
He claims he has no money to repay per the SEC. I don't believe that for a minute. His wife, Deborah Kathleen Smith was not named and scary enought she holds a Series 65 license that is still acitve, CRD#3127044. Please stay away from her on any matters of investments. They both are crooks.
Estate Asset Management Reviews
Gregory Joseph Smith is a Crook and unfortunately is my brother. He was just given an order to cease and desist by the SEC as he bilked millions of dollars selling bogus unsecured notes (Rampart Funds), File No 3-17657 is the case number by the SEC. He walked away with almost $400,000 in commissions over a 5 year period and many seniors lost their entire retirement. I lost ocver $200,000 1 month before I retirement. He was selling securities over state lines without a license.
He claims he has no money to repay per the SEC. I don't believe that for a minute. His wife, Deborah Kathleen Smith was not named and scary enought she holds a Series 65 license that is still acitve, CRD#3127044. Please stay away from her on any matters of investments. They both are crooks.